Post Trade Audit Services
Our expertise covers all aspects of post trade operations, specifically:
Regulatory changes - An ongoing issue for operations including Liquidity monitoring, ICAAP, Trade and Transaction Reporting and MiFID II
Compliance - Many businesses have limited understanding of the FSA Handbook and many departments have not identified the sections relevant to them. It is imperative for business users to fully understand compliance requirements and compliance to understand business process
Process flows - The back office is usually low on the priority list for investment in process flow streamlining and modernisation. TRG work with firms to implement cost effective short, medium and long term solutions
Reconciliations - Often very manual and Excel spreadsheet based. Processes are frequently built on historical requirements with any changes not fully thought through or tested
Prime or Executing Broker and Clearing / Settlement Contracts - These relationships are often expensive and poorly negotiated on initial contracts. TRG is able to help identify problem areas and renegotiate contracts both in cost and commercial terms
Poor integration of IT solutions - Applications are frequently replicating effort or not passing through vital information
Static data - Frequently changing requirements and sources have led to confusion and complication - TRG review how static data is compiled and how differing systems use it
Operational Risk - Often totally overlooked - TRG is able to help firms assess their risks and appropriately mitigate them
Communication - Internal communication is often poor - Having TRG as an independent third party encourages staff to talk and to begin to understand their own and others issues
Best Execution - What is it and what does it mean to the firm and its clients? TRG can support with MTF access, OMS / EMS selection and integration into Middle and back office
Trade Reporting - TRG works with firms to help them understand what and when they are required to report
Latest Market News
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TRG Launches Markets ConsultingTRG Markets launches as market structure consulting firm with Hirander Misra as Non-Executive Chairman
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- MAG-net City Branch Networking
TRG are pleased to be sponsoring and organising the networking event for MAG-net City branch on 25/04/2012 at NYSE Euronext.
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- Clearing & Settlement Risk & Regulation Working Group - Subject Groups Market Infrastructures, Risk, Regulation and Standards. The Subject Groups will be identifying the key risks, issues and challenges, assessing their impact and defining the most appropriate approach to address them from an industry perspective.
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TRG Post Trade Processes & Challenges White Paper
TRG Post Trade Services issues the first in a series of White Papers to discuss the Processes and Challenges facing Operations Departments
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- TRG Post Trade TrainingAs an introduction to some of the issues surrounding post trade operations TRG Post Trade Services are running a series of training and development sessions
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